During this informative webinar, Stacy H. Barrow, Esq., BAN’s Director of Compliance, provides an overview of the process that occurs when the DOL decides to audit or investigate a group health plan for compliance with ERISA and other Federal laws governing employee benefit plans. Attendees will gain an understanding of what the DOL looks for during an audit, how to best prepare for an audit, and in which areas are subject to the most scrutiny during an audit.
Key Takeaways
- How plans are selected for a DOL audit and best practices on how to respond to the audit letter
- What happens when the DOL audits a health or welfare plan
- What information the DOL requests during an audit, and some of the hot-button issues they look for.